62 results.
General
This article explores the various regulators who regulate financial institutions such as banks, microfinance, insurance companies amongst others as well as the critical role of regulatory compliance in the financial sector, the challenges i...
Ama Anima Konadu
Business
In a notice issued on Monday, 16 February, the SEC said its action comes at a time when online investment scams are rising, with fraudsters using social media to pull people into schemes dressed up as legitimate investing.
DL News
Business
Acting Director-General of the SEC, James Kludze Avedzi, disclosed the initiative during a public engagement in Koforidua, part of the Commission’s nationwide investor education campaign
DL News
Business
In a statement released on July 1, 2025, the SEC cautioned the public to exercise vigilance and refrain from investing in schemes that have not been approved under Ghanaian law.
DL News
Business
The SEC says neither platform is licensed to provide investment or trading services in Ghana’s capital market.
DL News
Business
At a press conference Thursday, Gurbir Grewal, the SEC’s head of enforcement, highlighted the obligations of corporate officers to provide complete and accurate information about their companies.
DL News
Tech
According to the SEC, the sandbox will give regulators the chance to monitor how emerging virtual asset products interact with the country’s conventional securities market, while also assessing the risks and opportunities they present.
DL News
Business
The assent, confirmed in a statement by Mensah Thompson, Deputy Director-General of the Securities and Exchange Commission (SEC), follows Parliament’s approval of the Bill
DL News
Crime
In its advisory, the regulator said the schemes promise extraordinary profits with little or no risk, a red flag typical of fraudulent investment operations.
DL News
US
The Church and its investment firm, Ensign Peak Advisers, used "shell" companies to hide a $32bn stock portfolio, the US Securities and Exchange Commission (SEC) said.
BBC
Business
According to the SEC, the platforms have not been licensed under the Securities Industry Act, 2016, Act 929, as amended.
DL News
Business
The session, organised jointly with the Securities and Exchange Commission (SEC) and the Financial Intelligence Centre (FIC), forms part of the rollout of Ghana’s new Virtual Asset Service Provider Act.
DL News
Business
The warning comes as the country prepares to implement the new Virtual Asset Service Providers (VASP) law, which is awaiting presidential assent.
DL News
Crime
Mr. Berko is accused of conspiring with at least two Ghanaian officials and four others in a bribery scheme that benefited Goldman, himself and a Turkish energy company.
Bloomberg
General
Dr. Ayine tackled some of the nation’s most closely watched legal developments including the controversial discontinuation of the criminal case against former Finance Minister Dr. Kwabena Duffuor, new revelations in the National Service Sch...
DL News
Business
The deal, approved by the ECOWAS Regional Competition Authority, involves the purchase of 247.3 million ordinary shares from Diageo at GH¢5.15 per share, based on a share purchase agreement signed on January 28, 2025.
DL News
General
The Functional Executive Committee took that decision at our SEC meeting that they have suspended Kwasy Dawood, and they are referring him to the disciplinary committee for the necessary action.”
DL News
Business
The award depended on how well Apple’s shares performed compared to other firms on the S&P 500 stock index.
DL News
Opinion
The article explores the subject of ex gratia paid to Article 71 office holders and questions its relevance under Ghana's socioeconomic situation and the legal principle of Nemo Dat Quod Non Habet
Frederick Gurah Sampson
Others
Good governance is not measured by the number of policies an institution adopts, but by the confidence it inspires in those it serves.
Eric Ofori Kwaah, Esq., MCIM, ACIArb, MIoD
