Results for "SEC"
59 results.
Business
SEC warns public against YEPBIT Exchange and BONCHAT investment schemes
The SEC says neither platform is licensed to provide investment or trading services in Ghana’s capital market.
DL News
Business
Nikola’s Milton charged with misleading investors
At a press conference Thursday, Gurbir Grewal, the SEC’s head of enforcement, highlighted the obligations of corporate officers to provide complete and accurate information about their companies.
DL News
Tech
SEC unveils sandbox rules for crypto service providers
According to the SEC, the sandbox will give regulators the chance to monitor how emerging virtual asset products interact with the country’s conventional securities market, while also assessing the risks and opportunities they present.
DL News
Business
Mahama assents to VASP Bill, formally legalising and regulating crypto and virtual assets in Ghana
The assent, confirmed in a statement by Mensah Thompson, Deputy Director-General of the Securities and Exchange Commission (SEC), follows Parliament’s approval of the Bill
DL News
Crime
33 TV stations flagged by SEC for broadcasting illegal “Money-Doubling” schemes
In its advisory, the regulator said the schemes promise extraordinary profits with little or no risk, a red flag typical of fraudulent investment operations.
DL News
US
Mormon Church fined over claim it hid $32bn of investments
The Church and its investment firm, Ensign Peak Advisers, used "shell" companies to hide a $32bn stock portfolio, the US Securities and Exchange Commission (SEC) said.
BBC
Business
SEC warns public against 23 unlicensed online investment platforms
According to the SEC, the platforms have not been licensed under the Securities Industry Act, 2016, Act 929, as amended.
DL News
Business
BoG, SEC and FIC brief crypto firms on tough new anti-money laundering rules
The session, organised jointly with the Securities and Exchange Commission (SEC) and the Financial Intelligence Centre (FIC), forms part of the rollout of Ghana’s new Virtual Asset Service Provider Act.
DL News
Business
SEC warns Ghanaian celebrities over unlicensed crypto promotions
The warning comes as the country prepares to implement the new Virtual Asset Service Providers (VASP) law, which is awaiting presidential assent.
DL News
Crime
Ex-Goldman banker, Asante Berko arrested over alleged bribery scheme
Mr. Berko is accused of conspiring with at least two Ghanaian officials and four others in a bribery scheme that benefited Goldman, himself and a Turkish energy company.
Bloomberg
General
Full Text: Report on key legal matters by AG at Government’s Accountability Series
Dr. Ayine tackled some of the nation’s most closely watched legal developments including the controversial discontinuation of the criminal case against former Finance Minister Dr. Kwabena Duffuor, new revelations in the National Service Sch...
DL News
Business
Castel Group acquires Guinness Ghana — SEC waives mandatory takeover
The deal, approved by the ECOWAS Regional Competition Authority, involves the purchase of 247.3 million ordinary shares from Diageo at GH¢5.15 per share, based on a share purchase agreement signed on January 28, 2025.
DL News
General
NDC suspends Central Region Communications Director following rape allegations
The Functional Executive Committee took that decision at our SEC meeting that they have suspended Kwasy Dawood, and they are referring him to the disciplinary committee for the necessary action.”
DL News
Business
Apple chief executive Tim Cook gets $750m payout
The award depended on how well Apple’s shares performed compared to other firms on the S&P 500 stock index.
DL News
Others
Beyond Compliance: Why Trust Is the True Measure of Good Governance
Good governance is not measured by the number of policies an institution adopts, but by the confidence it inspires in those it serves.
Eric Ofori Kwaah, Esq., MCIM, ACIArb, MIoD
Business
BoG registers 100+ Crypto firms under New Virtual Assets Policy
The move, announced in a policy paper titled “Ghana’s Policy Position on Virtual Assets and Service Providers” and released on November 5, 2025, represents a major policy shift toward formal regulation
DL News